Services
Education
- Yale Law School, J.D.
- Cornell University, B.S., Industrial and Labor Relations
Admissions
- New York
- U.S. District Court, Western District of New York
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KATE SARACENE
Kate Saracene’s focus is on helping employers, Taft-Hartley trust funds, insurance brokers and third party administrators navigate the complexities of the law and regulations governing health & welfare and cafeteria employee benefit plans (i.e., medical, dental, vision, disability, life and accident insurance, employee assistance programs (EAPs), wellness programs, health and dependent care flexible spending accounts (FSAs), health reimbursement arrangements (HRAs), health savings accounts (HSAs), severance pay, and purchased vacation time). Her practice centers around ensuring such plans comply with ERISA, COBRA, HIPAA, the Internal Revenue Code, and the ever-changing landscape of mental health parity and health reform mandates. She focuses on plan design and drafting, administration and operational compliance, compliance audits, and negotiating service provider administrative service agreements.
She also counsels employers regarding compliance with federal rules governing qualified retirement plans, nonqualified deferred compensation plans, and a variety of labor and employment law subjects, including employment discrimination, sexual harassment, disability accommodation, FMLA and other leave of absence rights, wage-and-hour matters, employee handbooks, and collective bargaining. Ms. Saracene has represented employers in proceedings before state and federal courts, government agencies, and in labor arbitration hearings.
Ms. Saracene also has extensive experience in human resources and employee benefit plan administration. She returned to Nixon Peabody after serving as manager of Total Compensation and HR Policy for Xerox Corporation. In that role, she had global responsibility for the design and delivery of broad-based compensation programs, as well as authoring and interpreting human resources policies. She managed a number of HR functions at Xerox, including U.S. health and welfare benefits, disability and time off programs, and work/life initiatives. She was responsible for plan design and operations, vendor management, ERISA Plan Documents and Summary Plan Descriptions (SPDs), associated HR policies, and participant communications. She has worked in several other HR generalist and specialist roles, and has deep industrial relations experience, including contract administration, collective bargaining, industrial staffing, and strike contingency planning.
Publications
- “Anticipate Requirements Now for Employer Group Health Plans,” Rochester Business Alliance May/June Newsletter, April 30, 2012 (Author).
- “Children’s Health Insurance Law Adds to Employer’s Burden,” Rochester Business Journal, May 8, 2009, page 17 (Co-author).
- “Personal Appearance Policies Withstand Title VII Scrutiny,” The Daily Record, Jan. 23, 2005, page 6A (Co-author).
- “Change in Exemption Standards Due,” Rochester Business Journal“, Jun. 25, 2004, page 24 (Co-author).
- “Insuring Family Risks: Suggestions for a National Family Policy and Wage Replacement,” 14 Yale J.L. & Feminism 1, 2002.
- “You Can’t Take It With You: An Examination of Employee Benefit Portability and its Relationship to Job Lock and the New Psychological Contract,” 19 Hofstra Lab. & Emp. L.J. 173, 2001.
AffiliationsMs. Saracene is a member of the Board of Directors of Family Service Communities (formerly Family Service of Rochester).
Thought Leadership/Alerts
Media Clips- ACA Checkup Can Help Keep Firm Healthy
Providence Business News | April 8, 2013
Providence Health Services partner Steve Zubiago and Rochester Labor & Employment counsel Kate Saracene co-authored this column focused on “play-or-pay” health care reform mandates that will require many companies to make changes in whether and how they provide health care benefits to their employees. - What to Look for in Health Care Reform Mandates Next January
Rochester Business Journal | March 15, 2013
Rochester Corporate partner Jeff LaBarge and Rochester Labor & Employment counsel Kate Saracene co-authored this column discussing the next wave of health care reform compliance mandates. - Employers Catch Some Unexpected Breaks on ACA Mandate
Law 360 | January 24, 2013
Rochester Labor & Employment counsel Kate Saracene discusses how the federal government’s outline of its enforcement of the health reform law’s mandate that large employers provide medical benefits contains unexpected revisions likely to make compliance easier. . . . View all . . .
EventsRochester Employee Benefits Breakfast Briefing May 9, 2013 | Rochester, NY Health Care Reform: Are you ready? April 17, 2013 | New York, NY Health Care Reform: Are you ready? April 16, 2013 | Jericho, NY . . . View all . . .
Health Care Reform: Are you ready?
April 12, 2013
| Boston, MA
Annual Rhode Island CLE Seminar
March 19, 2013
| Providence, RI
Webinar: Health Care Reform: Employer Compliance and Strategies
February 14, 2013
Are you ready for open enrollment?
October 2, 2012
| Albany, NY
Are you ready for open enrollment?
September 20, 2012
| Rochester, NY
Webinar: Collective Bargaining for Health Benefits in Today's Legal Environment
August 8, 2012
Webinar: Steps Employers Need to Take Now to Implement Health Care Reform
July 25, 2012
New York Employee Benefits Breakfast Briefings
June 21, 2012
| New York, NY
Nixon Peabody's Semi-Annual CLE Program (Buffalo and Rochester)
June 7, 2012
| Buffalo, NY
Albany Employee Benefits Breakfast Briefing
May 24, 2012
| Albany, NY
Albany Employee Benefits Breakfast Briefing
September 29, 2011
| Albany, NY
Albany Employee Benefits Breakfast Briefing
April 5, 2011
Albany Employee Benefits Breakfast Briefing
October 20, 2010
Albany Employee Benefits Breakfast Briefing
June 24, 2010
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Conferences/Speaking Engagements
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