Securities



We provide clients with sophisticated, hands-on counsel to navigate the complex and constantly changing rules for accessing public capital markets and acquiring businesses for public companies.

Our approach

Raising capital is complicated.

Every geography and financial instrument follows its own regulatory requirements. Using our connections with the SEC, stock exchanges and businesses, we help clients with all aspects of securities law and corporate finance—in diverse industries and markets, both U.S. and international.

Our attorneys have the connections and know-how to help with all our clients’ needs: launching public offerings and private placements; equity, debt or convertible securities financing; going-private transactions; and advice on corporate governance issues, securities compliance or disclosure matters.

As leaders in providing proactive securities insights and counsel, we take a unique, team-oriented approach to serving client issuers, investors, underwriters and investment banks. Based in D.C. and NYC, the team is very closely connected to the activities of the regulatory authorities and exchanges. Our clients know what to expect and how to react.

We are lead counsel on public offerings (including offerings under Rule 144A and Regulation S) and work on hundreds of private placements raising billions of dollars.

Washington-area appointments and promotions for Feb. 22

The Washington Post | February 21, 2021

This column of notable promotions and appointments mentions Washington, D.C. Corporate counsel Pierce Han for his recent promotion to counsel.

Real Estate Syndications - What You Need to Know

WRCN 103.9 FM Long Island Radio | October 04, 2020

Cooperatives & Condominiums practice team leader and New York Affordable Housing & Real Estate partner Erica Buckley was featured in this radio segment focusing on the Martin Act (one of the most exhaustive securities laws in the country), New York State filings and compliance, and investigation and enforcement by the New York Attorney General.

SEC: Actual Notice Is Needed to Bar Broker

Massachusetts Lawyers Weekly | September 24, 2020

This article covers the work of Boston Government Investigations & White-Collar Defense partner Rob Fisher and associate Scott Seitz in getting the Financial Industry Regulatory Authority (FINRA) to drop a lifetime ban for their client, after convincing the SEC that further proceedings were required. The story quotes both Rob and Scott.

U.S. corporate crisis bailouts may prove bonanza for insider trading, new study warns

Reuters | March 26, 2020

Boston co-office managing partner Kathleen Ceglarski Burns, a partner in the Complex Commercial Disputes group, provides insight on a possible uptick in SEC enforcement activity in the wake of the coronavirus crisis and the new federal stimulus package.

Direct listings open new avenues for institutions

Pensions & Investments | July 08, 2019

In this story, Washington, DC, Corporate partner and Securities team leader John Partigan discusses the opportunities and challenges of the direct listing process as an alternative for companies looking to avoid a traditional IPO.

Securities law considerations for sponsors of qualified opportunity zone funds

Insights | March 25, 2019

New York City Corporate partner Dan McAvoy wrote this contributed article for Insights, Wolters Kluwer’s corporate and securities-focused monthly journal, exploring securities law issues related to the creation of opportunity funds.

Risk alert: CCOs should examine policies around advisers’ adherence to disclosure rules

Compliance Week | February 10, 2019

This story features New York City Corporate partner Dan McAvoy’s analysis of the factors that prompted a new SEC risk alert outlining proper procedures for investment advisers.

Movers & Shakers

The Deal | December 12, 2018

Nixon Peabody’s strategic addition of San Francisco Corporate partner Lior Zorea is covered in this roundup of executive news in the M&A, private equity and venture capital spaces.

Nixon Peabody snags corporate pro for San Francisco office

Law360 | December 11, 2018

San Francisco Corporate partner Lior Zorea’s arrival at Nixon Peabody is featured in this article, which highlights Lior’s experience in emerging growth companies, venture capital and M&A in the tech industry.

Nixon Peabody beefs up corporate practice with new hire

PE Hub | December 10, 2018

The arrival of San Francisco Corporate partner Lior Zorea is covered in this article by PE Hub, a top publication covering venture capital and private equity fundraising. Lior is quoted in the piece, along with San Francisco Office Managing Partner Tom Gaynor and Corporate practice group leader David Martland of Boston.

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