Raising capital is complicated.
Every geography and financial instrument follows its own regulatory requirements. Using our connections with the SEC, stock exchanges and businesses, we help clients with all aspects of securities law and corporate finance—in diverse industries and markets, both U.S. and international.
Our attorneys have the connections and know-how to help with all our clients’ needs: launching public offerings and private placements; equity, debt or convertible securities financing; going-private transactions; and advice on corporate governance issues, securities compliance or disclosure matters.
As leaders in providing proactive securities insights and counsel, we take a unique, team-oriented approach to serving client issuers, investors, underwriters and investment banks. Based in D.C. and NYC, the team is very closely connected to the activities of the regulatory authorities and exchanges. Our clients know what to expect and how to react.
We are lead counsel on public offerings (including offerings under Rule 144A and Regulation S) and work on hundreds of private placements raising billions of dollars.
Law360 | April 28, 2017
This article mentions recent leadership promotions at the firm including David Brown, Jared Lusk, Jim Vallee, Graham Beck, Kathleen Ceglarski Burns, Emily Crandall Harlan, Daniel Gibbons, Linda Huber, Ilana Kameros, Haydon Keitner, Darren Miller, Neal Pandozzi, Edward Puerta, Stephen Reil, and Elizabeth Young.
Providence Journal | March 29, 2017
Boston government investigations and white collar defense partner Brian Kelly is quoted in this article about an SEC matter regarding a 2010 bond-offering.
Law360 | March 13, 2017
Public finance partners Julie Seymour (Chicago), Liz Columbo (New York) and Dan Deaton (Los Angeles) published a contributed article on the SEC’s proposed amendment to Exchange Act Rule 15c2-12 and what it could mean for market participants.
Private Equity Manager | March 05, 2017
This roundup of recent executive moves features the appointment of Chicago public company transactions partner David Brown to managing partner of the Chicago office.
InvestmentNews | January 06, 2017
New York City public company transactions partner Dick Langan is quoted in this article about the Financial Industry Regulatory Authority’s plans to establish an exam unit in 2017 to handle how brokerage firms hire and supervise representatives who may have a history of misconduct.
The Daily Record (NY) | December 22, 2016
This article highlights Nixon Peabody’s annual MAC survey, citing the survey’s findings throughout. New York City public company transactions partner Dick Langan is quoted discussing the 2016 deal landscape and the history of this survey.
Tech Moran | November 01, 2016
This story is about Persistent Energy Ghana’s $1.5M debt round financing that will be used as capital to buy solar home systems for low-income households in Ghana. New York City public company transactions partners Dan McAvoy and Richa Naujoks, and Boston global finance partner Frank Hamblett are working on this matter.
Democrat & Chronicle | July 25, 2016
Rochester public company transactions partner Deborah McLean and associate Brian Becker co-authored this column about the new Regulation Crowdfunding rules.
Washington Business Journal | July 19, 2016
This column notes that Washington, DC, public company transactions associate Pierce Han has been elected vice president of membership of the Asian Pacific American Bar Association of Greater Washington.
Reuters Legal | June 08, 2016
The arrival of Rochester securities counsel Christine Westbrook is highlighted in this column.
The Bond Buyer | May 11, 2016
Boston Government Investigations & White Collar Defense partner Brian Kelly is quoted in this article discussing the memorandum of law in support of Peter Cannava’s motion to dismiss the SEC’s complaint against him.
Bloomberg BNA Banking Report | March 21, 2016
Chicago partner Susan Feibus authored this column about important considerations for financial institutions to take in terms of policies and procedures that address the cyber threat environment and resilience to cyber attacks.
Bar & Bench | February 01, 2016
This feature article highlights New York City securities partner Richa Naujoks’ election to the partnership. The article discusses Richa’s practice and also links to the Nixon Peabody 2016 Partner Class video.
Law360 | January 15, 2016
This feature story highlights the arrival of Washington, DC, securities partner Sean Clancy.
Dagens Industry (Sweden) | December 28, 2015
New York City corporate attorney Hanna Jackson provides third-party commentary in this feature story on the 2015 calendar year on Wall Street.
Law360 | December 18, 2015
Boston partner and deputy chairman of the Private Investment Fund Disputes team Stephen LaRose and Boston associate Kathleen Ceglarski Burns co-authored this article. The piece discusses how the U.S. Securities and Exchange Commission’s focus on private fund advisers has shifted from learning and information gathering to examination and enforcement activity.
Daily Record | December 17, 2015
This article discusses the key findings in Nixon Peabody’s 14th Annual MAC Survey.
Rochester Business Journal | December 11, 2015
Rochester Securities partner Deborah McLean provides third-party commentary in this feature article on how public companies can deal with activist shareholders.
Compliance Week | November 17, 2015
Boston Securities partner Kelly Babson provides third-party commentary in this feature article on the Securities and Exchange Commission’s embattled Conflict Minerals Rule.
The Times of India | August 14, 2015
The feature story notes that Richa Naujoks has been shortlisted for Thomson Reuters Foundation's TrustLaw Lawyer of the Year award.
The Deal | June 24, 2015
New York City Public Company Transactions partner Dick Langan authored this column on the coming of age of representation and warranty insurance in mergers and acquisitions.
Law360 | November 18, 2014
New York City Public Company Transactions partner Dan McAvoy provides commentary in this article discussing tips private equity firms can follow to create SEC-compliant funds.
Rochester Business Journal | September 26, 2014
Rochester Public Company Transactions associate John Moragne is featured in this interview discussing his background, how he arrived at law school, and his business-focused practice.
Securities Alert | 08.15.17
Securities Law Alert | 08.08.17
Securities Litigation Alert | 08.04.17
Securities Law Alert | 07.03.17
Securities Litigation Alert | 06.28.17
Securities Litigation & Government Investigations Alert | 06.09.17
Securities Law Alert | 06.08.17
Securities Law Alert | 05.30.17
Financial Institutions Law Alert | 05.22.17
01.13.17 | Rochester, NY
12.08.15 | Chicago, IL