Raising capital is complicated.
Every geography and financial instrument follows its own regulatory requirements. Using our connections with the SEC, stock exchanges and businesses, we help clients with all aspects of securities law and corporate finance—in diverse industries and markets, both U.S. and international.
Our attorneys have the connections and know-how to help with all our clients’ needs: launching public offerings and private placements; equity, debt or convertible securities financing; going-private transactions; and advice on corporate governance issues, securities compliance or disclosure matters.
As leaders in providing proactive securities insights and counsel, we take a unique, team-oriented approach to serving client issuers, investors, underwriters and investment banks. Based in D.C. and NYC, the team is very closely connected to the activities of the regulatory authorities and exchanges. Our clients know what to expect and how to react.
We are lead counsel on public offerings (including offerings under Rule 144A and Regulation S) and work on hundreds of private placements raising billions of dollars.
National Law Journal | August 22, 2018
Boston Government Investigations & White Collar Defense partner Brian Kelly is quoted in this story on his ongoing representation of Thornton Law Firm in a dispute over billing in a securities class action case.
Rochester Business Journal | July 20, 2018
Rochester Corporate partner Jeremy Wolk contributed this article detailing the SEC’s “important but nonbinding guidance on when a digital asset may be deemed a security.” The article draws from an alert written by New York City Corporate partner Dan McAvoy and Rochester Corporate associate Brian Becker.
Loan Syndication and Trading Association | April 20, 2018
New York City global finance partner Alexandra Margolis and public company transactions partner Dick Langan, and Boston global finance associate Mary Beth Ciullo co-wrote a chapter in the 2018 edition of The International Comparative Legal Guide to Lending & Secured Finance, which offers insight into lending and secured finance in 54 countries.
Big Sky Business Journal | April 09, 2018
Nixon Peabody is mentioned in this roundup of major Montana business news for its representation of Eagle Bancorp Montana, Inc., in its acquisition of Ruby Valley Bank in Twin Bridges, Montana. Nixon Peabody’s deal team was led by Public Company Transactions partner Lloyd Spencer and senior counsel Ray Gustini and included Public Company Transactions partner Sean Clancy, Real Estate partner Colette Dafoe, Energy & Environmental Group partner Jean McCreary, and Labor & Employment partners Jeff Gilbreth, Yelena Gray and Tom McCord.
Law360 | April 03, 2018
Washington DC public company transactions partner Sean Clancy and associate Praveen Ayyagari, Rochester M&A and corporate transactions associate Brian Mahoney and Los Angeles M&A and corporate transactions partner Shahzad Malik contributed this expert analysis column on tax reform’s impact on private equity.
The Deal | March 02, 2018
Public Company Transactions practice group leader John Partigan and attorneys Brian Kopp, Mike Hausknecht, Allan Floro, Justin Thompson, Sean Clancy, Pierce Han, Erin Kansy and Carolyn Lowry were mentioned in this article for representing Tegna in its recent purchase of a CBS-affiliated TV station and two radio stations in San Diego.
Law360 | February 16, 2018
Washington DC public company transactions partner and practice group leader John Partigan led a team from Nixon Peabody that advised client Tegna Inc. on its acquisition of two television stations and two radio stations in the San Diego media market.
Mergers & Acquisitions | February 08, 2018
New York City public company transactions partner Dick Langan is quoted in this article on how new federal tax legislation will impact investments in infrastructure, manufacturing and family funds.
S&P Global Market Intelligence | January 31, 2018
Washington DC public company transactions practice leader John Partigan is quoted in this article explaining Spotify’s rumored interest in “direct listing,” a seldom used method of making company stock available without the backing of Wall Street underwriters.
Rochester Business Journal | January 12, 2018
Rochester private equity and investment funds partner Jeremy Wolk and Rochester public company transactions associate Brian Becker wrote this column examining SEC issues surrounding ICOs (initial coin offerings).
Mergers & Acquisitions | December 22, 2017
In this Q&A, New York City public company transactions partner Dick Langan discusses the new U.S. tax reform and which industries will benefit the most from the changes.
Franchise Law Journal | September 01, 2017
Washington DC M&A and corporate transactions partner Kendal Tyre, public company transactions associate Pierce Han and IP litigation associate Nia Newton authored this article about the due-diligence first steps that franchising systems should take when expanding internationally.
Boston Business Journal | July 17, 2017
In this article about a potential report about John Hancock being spun off from Manulife, Boston public company transactions partner Kelly Babson is quoted discussing what Manulife will need to have a successful IPO if it goes that route vs. a spinoff.
Law360 | April 28, 2017
This article mentions recent leadership promotions at the firm including David Brown, Jared Lusk, Jim Vallee, Graham Beck, Kathleen Ceglarski Burns, Emily Crandall Harlan, Daniel Gibbons, Linda Huber, Ilana Kameros, Haydon Keitner, Darren Miller, Neal Pandozzi, Edward Puerta, Stephen Reil, and Elizabeth Young.
Providence Journal | March 29, 2017
Boston government investigations and white collar defense partner Brian Kelly is quoted in this article about an SEC matter regarding a 2010 bond-offering.
Law360 | March 13, 2017
Public finance partners Julie Seymour (Chicago), Liz Columbo (New York) and Dan Deaton (Los Angeles) published a contributed article on the SEC’s proposed amendment to Exchange Act Rule 15c2-12 and what it could mean for market participants.
Private Equity Manager | March 05, 2017
This roundup of recent executive moves features the appointment of Chicago public company transactions partner David Brown to managing partner of the Chicago office.
InvestmentNews | January 06, 2017
New York City public company transactions partner Dick Langan is quoted in this article about the Financial Industry Regulatory Authority’s plans to establish an exam unit in 2017 to handle how brokerage firms hire and supervise representatives who may have a history of misconduct.
The Daily Record (NY) | December 22, 2016
This article highlights Nixon Peabody’s annual MAC survey, citing the survey’s findings throughout. New York City public company transactions partner Dick Langan is quoted discussing the 2016 deal landscape and the history of this survey.
Tech Moran | November 01, 2016
This story is about Persistent Energy Ghana’s $1.5M debt round financing that will be used as capital to buy solar home systems for low-income households in Ghana. New York City public company transactions partners Dan McAvoy and Richa Naujoks, and Boston global finance partner Frank Hamblett are working on this matter.
Democrat & Chronicle | July 25, 2016
Rochester public company transactions partner Deborah McLean and associate Brian Becker co-authored this column about the new Regulation Crowdfunding rules.
Washington Business Journal | July 19, 2016
This column notes that Washington, DC, public company transactions associate Pierce Han has been elected vice president of membership of the Asian Pacific American Bar Association of Greater Washington.
Reuters Legal | June 08, 2016
The arrival of Rochester securities counsel Christine Westbrook is highlighted in this column.
The Bond Buyer | May 11, 2016
Boston Government Investigations & White Collar Defense partner Brian Kelly is quoted in this article discussing the memorandum of law in support of Peter Cannava’s motion to dismiss the SEC’s complaint against him.
Bloomberg BNA Banking Report | March 21, 2016
Chicago partner Susan Feibus authored this column about important considerations for financial institutions to take in terms of policies and procedures that address the cyber threat environment and resilience to cyber attacks.
Bar & Bench | February 01, 2016
This feature article highlights New York City securities partner Richa Naujoks’ election to the partnership. The article discusses Richa’s practice and also links to the Nixon Peabody 2016 Partner Class video.
Law360 | January 15, 2016
This feature story highlights the arrival of Washington, DC, securities partner Sean Clancy.
Dagens Industry (Sweden) | December 28, 2015
New York City corporate attorney Hanna Jackson provides third-party commentary in this feature story on the 2015 calendar year on Wall Street.
Law360 | December 18, 2015
Boston partner and deputy chairman of the Private Investment Fund Disputes team Stephen LaRose and Boston associate Kathleen Ceglarski Burns co-authored this article. The piece discusses how the U.S. Securities and Exchange Commission’s focus on private fund advisers has shifted from learning and information gathering to examination and enforcement activity.
Daily Record | December 17, 2015
This article discusses the key findings in Nixon Peabody’s 14th Annual MAC Survey.
Securities Law Alert | 12.14.18
Securities Litigation Alert | 11.15.18
M&A Litigation Alert | 10.09.18
Securities Law Alert | 09.19.18
Securities Law Alert | 09.14.18
Securities Law Alert | 09.13.18
Securities Law Alert | 08.27.18
Securities Law Alert | 06.21.18
05.03.18 | New York, NY
11.15.17 | Webinar
11.14.17 | New York, NY
01.13.17 | Rochester, NY
05.23.18 | Webinar
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Office Managing Partner, Chicago