Nixon Peabody LLP

  • People
  • Capabilities
  • Insights
  • About

Trending Topics

    • People
    • Capabilities
    • Insights
    • About
    • Locations
    • Events
    • Careers
    • Alumni

    Practices

    View All

    • Affordable Housing
    • Community Development Finance
    • Corporate & Finance
    • Cybersecurity & Privacy
    • Environmental
    • Franchising & Distribution
    • Government Investigations & White Collar Defense
    • Healthcare
    • Intellectual Property
    • International Services
    • Labor & Employment
    • Litigation
    • Private Wealth & Advisory
    • Project Finance
    • Public Finance
    • Real Estate
    • Regulatory & Government Relations

    Industries

    View All

    • Cannabis
    • Consumer
    • Energy
    • Entertainment
    • Financial Services
    • Healthcare
    • Higher Education
    • Infrastructure
    • Manufacturing
    • Non Profit
    • Real Estate
    • Technology

    Value-Added Services

    View All

    • Alternative Fee Arrangements

      Developing innovative pricing structures and alternative fee agreement models that deliver additional value for our clients.

    • Continuing Education

      Advancing professional knowledge and offering credits for attorneys, staff and other professionals.

    • Crisis Advisory

      Helping clients respond correctly when a crisis occurs.

    • DEI Strategic Services

      Providing our clients with legal, strategic, and practical advice to make transformational changes in their organizations.

    • eDiscovery

      Leveraging law and technology to deliver sound solutions.

    • Global Services

      Delivering seamless service through partnerships across the globe.

    • Innovation

      Leveraging leading-edge technology to guide change and create seamless, collaborative experiences for clients and attorneys.

    • IPED

      Industry-leading conferences focused on affordable housing, tax credits, and more.

    • Legal Project Management

      Providing actionable information to support strategic decision-making.

    • Legally Green

      Teaming with clients to advance sustainable projects, mitigate the effects of climate change, and protect our planet.

    • Nixon Peabody Trust Company

      Offering a range of investment management and fiduciary services.

    • NP Capital Connector

      Bringing together companies and investors for tomorrow’s new deals.

    • NP Second Opinion

      Offering fresh insights on cases that are delayed, over budget, or off-target from the desired resolution.

    • NP Trial

      Courtroom-ready lawyers who can resolve disputes early on clients’ terms or prevail at trial before a judge or jury.

    • Social Impact

      Creating positive impact in our communities through increasing equity, access, and opportunity.

    1. Home
    2. Capabilities
    3. Practices
    4. Litigation
    5. Complex Disputes
    6. Private Fund DisputesComplex Disputes

    Private Fund Disputes

    With a deep understanding of alternative investments, we solve problems unique to your industry and guide you away from disputes.

    Overview

    The private funds industry presents unique challenges. Our team understands the duties and obligations of funds and managers, so we can assist with day-to-day obligations, control contests, and winding down and liquidation.

    When complex disputes unique to alternative investments arise, we solve them.

    We focus on disputes from around the world in both US domestic funds and in funds domiciled in offshore jurisdictions. We handle fund management, compliance issues, redemptions and valuation matters, as well as private equity operating company disputes.

    Clients also turn to us for guidance in criminal and civil insider trading investigations, CFTC and SEC enforcement priorities (including on methods of receiving fees), as well as FCPA actions.

    Protecting your operation, your assets, and your reputation is our priority.

    Representative Experience

    • Funds, investors, liquidators, managers, limited partners, family offices, high-net-worth individuals, trusts, and insolvent estates in disputes unique to alternative investments
    • Handling a matter involving the proper attribution of carried interests in a fund
    • Private fund sued in its capacity as decision maker for one of its portfolio companies
    • Private equity fund in litigation concerning an operating company’s ownership and control
    • Hedge fund in litigation concerning asset valuation matters
    • Guided private equity fund through related parties’ dispute with investor over control of the target company, resulting in favorable settlement
    • Nine pairs of Cayman Island and Delaware-based issuer/co-issuer defendants in a $100 million securities fraud case involving the sale of collateralized debt obligations (CDOs), resulting in a complete dismissal of the case
    • Credit Suisse in numerous actions worth billions of dollars with respect to disputes arising out of the sale of residential mortgage-backed securities
    • Limited partner in litigation against a hedge fund, its investment-manager, and principal resulting in a rescission damage award of $26.5 million
    • Cayman Islands-based liquidators of ThreeAM SPC, a hedge fund of funds in valuation/liquidation disputes with various PIPE funds

    Our Team

    See Full Team
    • Stephen M. LaRose

      Partner / Chair, Private Investment Fund Disputes
      • Boston
      • Office:617.345.1119
      • slarose@nixonpeabody.com
      Stephen M. LaRose
    • Richard C. Pedone

      Partner / Team Leader, Bankruptcy & Financial Restructuring
      • Boston
      • Office:617.345.1305
      • rpedone@nixonpeabody.com
      Richard C. Pedone
    • Louis E. Dolan, Jr.

      Partner
      • Washington Dc
      • Office:202.585.8818
      • ldolan@nixonpeabody.com
      Louis E. Dolan, Jr.
    • Matthew T. McLaughlin

      Partner / Co-Leader, Non-Compete & Trade Secrets
      • Boston
      • Office:617.345.6154
      • mmclaughlin@nixonpeabody.com
      Matthew T. McLaughlin
    • Daniel A. Schnapp

      Partner
      • New York
      • Office:212.940.3026
      • dschnapp@nixonpeabody.com
      Daniel A. Schnapp
    • Deborah L. Thaxter

      Senior Counsel
      • Boston
      • Office:617.345.1326
      • dthaxter@nixonpeabody.com
      Deborah L. Thaxter
    See full team

    Insights And Happenings

    • Alert

      The SEC ramps up its plans to change climate disclosure

      April 29, 2022
    • Alert

      SEC releases proposed rules on private funds and private fund advisers

      Feb 23, 2022
    • Alert

      Show me the money! The Supreme Court keeps alive the SEC’s power to seek disgorgement of money obtained in fraud, while at the same time putting further restrictions around that power

      July 1, 2020

    Subscribe to stay informed of the latest legal news, alerts, and business trends.Subscribe

    • People
    • Capabilities
    • Insights
    • About
    • Locations
    • Events
    • Careers
    • Alumni
    • © 2023 Nixon Peabody. All rights reserved
    • Privacy Policy
    • Terms of Use
    • Statement of Client Rights
    • Supplier Diversity Program
    • Nixon Peabody International LLC
    • PAL